-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLAI3E+HyM8wqMFS/6aXaXbBuI+W7HTKHvDneCLu4nGFOSE50NgedMQJsM9wEudX RAuzh9qGU3Nd+Jva51n71Q== 0000909012-04-000187.txt : 20040310 0000909012-04-000187.hdr.sgml : 20040310 20040310172534 ACCESSION NUMBER: 0000909012-04-000187 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INDYMAC BANCORP INC CENTRAL INDEX KEY: 0000773468 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 953983415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38368 FILM NUMBER: 04661025 BUSINESS ADDRESS: STREET 1: 155 N LAKE AVE STREET 2: MSN 35 13 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8006692300 MAIL ADDRESS: STREET 1: 155 N LAKE AVE STREET 2: MSN 35 13 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INDYMAC MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19980602 FORMER COMPANY: FORMER CONFORMED NAME: INMC MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970813 FORMER COMPANY: FORMER CONFORMED NAME: CWM MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19941025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3107124000 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 SC 13G/A 1 t300896.txt INDYMAC BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2 )* Indymac BancorpInc. - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 456607100 - -------------------------------------------------------------------------------- (CUSIP Number) February 29, 2004 - -------------------------------------------------------------------------------- (Date of Event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 456607100 13G/A Page 2 of 5 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NWQ Investment Management Company, LLC 47-0875103 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 5. SOLE VOTING POWER 5,531,080 SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH 7. SOLE DISPOSITIVE POWER 5,669,780 REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,669,780 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.2 % 12. TYPE OF REPORTING PERSON* IA Cusip No. 456607100 13G/A Page 3 of 5 Pages Schedule 13G/A Additional Information Item # 1. (a) Name of Issuer: Indymac Bancorp. Inc. (b) Address of Issuer's Principal Executive Offices: 155 North Lake Avenue Pasadena, California 91101-7211 2. (a) Name of Person Filing: NWQ Investment Management Company, LLC (b) Address of Principal Business Office for Each of the Above: 2049 Century Park East, 4th Floor, Los Angeles, CA 90067 (c) Citizenship: Delaware, US (d) Title of Class of Securities: Common (e) CUSIP Number: 456607100 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b). The person filing is a: Investment Adviser 4. Ownership: (a) Amount Beneficially Owned: 5,669,780 (b) Percent of Class: 10.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 5,531,080 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 5,669,780 (iv) shared power to dispose or to direct the disposition of 0 5. Ownership of Five Percent or Less of a Class: N/A 6. Ownership of More than Five Percent on Behalf of Another Person: N/A 7. Subsidiary Cusip No. 456607100 13G/A Page 4 of 5 Pages 8. Identification and Classification of Members of the Group: Not applicable 9. Notice of Dissolution of Group: Not applicable. 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and are held in the ordinary course of business and were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 9, 2004 ----------------------- Jon D. Bosse, CFA Chief Investment Officer, Managing Director Cusip No. 456607100 13G/A Page 5 of 5 Pages The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION: INTERNATIONAL MISSATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----